THE
UNITED STATES SUPREME COURT
No.
1873
NEW
YORK TIMES CO.
V.
UNITED
STATES
Argued
June 26, 1971 - Decided June 30, 1971 *
CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE
SECOND CIRCUIT
[403
U.S. 713]
Syllabus
The
United States, which brought these actions to enjoin publication in the New
York Times and in the Washington Post of certain classified material, has not
met the "heavy burden of showing justification for the enforcement of such
a [prior] restraint."
No. 1873,
44 F.2d 544, reversed and remanded; No. 1885, ___ U.S.App.D.C. ___, 446 F.2d
1327, affirmed.
Per
curiam opinion.
PER
CURIAM
We
granted certiorari in these cases in which the United States seeks to enjoin
the New York Times and the Washington Post from publishing the contents of a
classified study entitled "History of U.S. Decision-Making Process on Viet
Nam Policy."
"Any
system of prior restraints of expression comes to this Court bearing a heavy
presumption against its constitutional validity." Bantam Books, Inc. v.
Sullivan, 372 U.S. 58, 70 (1963); see also Near v. Minnesota, 283 U.S. 697
(1931). The Government "thus carries a heavy burden of showing
justification for the imposition of such a restraint." Organization for a Better Austin v. Keefe,
402 U.S. 415, (1971). The District Court for the Southern District of New York,
in the New York Times case, and the District Court for the District of Columbia
and the Court of Appeals for the District of Columbia Circuit, in the
Washington Post case, held that the Government had not met that burden. We
agree.
The
judgment of the Court of Appeals for the District of Columbia Circuit is
therefore affirmed. The order of the Court of Appeals for the Second Circuit is
reversed, and the case is remanded with directions to enter a judgment
affirming the judgment of the District Court for the Southern District of New
York. The stays entered June 25, 1971, by the Court are vacated. The judgments
shall issue forthwith.
So
ordered.
MR.
JUSTICE BLACK, with whom MR. JUSTICE DOUGLAS joins, concurring.
I
adhere to the view that the Government's case against the Washington Post
should have been dismissed, and that the injunction against the New York Times
should have been vacated without oral argument when the cases were first
presented to this Court. I believe that every moment's continuance of the
injunctions against these newspapers amounts to a flagrant, indefensible, and
continuing violation of the First Amendment. Furthermore, after oral argument,
I agree completely that we must affirm the judgment of the Court of Appeals for
the District of Columbia Circuit and reverse the judgment of the Court of
Appeals for the Second Circuit for the reasons stated by my Brothers DOUGLAS
and BRENNAN. In my view, it is unfortunate that some of my Brethren are
apparently willing to hold that the publication of news may sometimes be
enjoined. Such a holding would make a shambles of the First Amendment.
Our
Government was launched in 1789 with the adoption of the Constitution. The Bill
of Rights, including the First Amendment, followed in 1791. Now, for the first
time in the 182 years since the founding of the Republic, the federal courts
are asked to hold that the First Amendment does not mean what it says, but
rather means that the Government can halt the publication of current news of
vital importance to the people of this country.
In
seeking injunctions against these newspapers, and in its presentation to the
Court, the Executive Branch seems to have forgotten the essential purpose and
history of the First Amendment. When the Constitution was adopted, many people
strongly opposed it because the document contained no Bill of Rights to
safeguard certain basic freedoms. FN1 They especially feared that the new
powers granted to a central government might be interpreted to permit the
government to curtail freedom of religion, press, assembly, and speech. In
response to an overwhelming public clamor, James Madison offered a series of
amendments to satisfy citizens that these great liberties would remain safe and
beyond the power of government to abridge. Madison proposed what later became
the First Amendment in three parts, two of which are set out below, and one of
which proclaimed:
"The
people shall not be deprived or abridged of their right to speak, to write, or
to publish their sentiments, and the freedom of the press, as one of the great
bulwarks of liberty, shall be inviolable. FN2
The
amendments were offered to curtail and restrict the general powers granted to
the Executive, Legislative, and Judicial Branches two years before in the
original Constitution. The Bill of Rights changed the original Constitution
into a new charter under which no branch of government could abridge the
people's freedoms of press, speech, religion, and assembly. Yet the Solicitor
General argues and some members of the Court appear to agree that the general
powers of the Government adopted in the original Constitution should be
interpreted to limit and restrict the specific and emphatic guarantees of the
Bill of Rights adopted later. I can imagine no greater perversion of history.
Madison and the other Framers of the First Amendment, able men that they were,
wrote in language they earnestly believed could never be misunderstood:
"Congress shall make no law . . . abridging the freedom .. . of the press.
. . ." Both the history and language of the First Amendment support the
view that the press must be left free to publish news, whatever the source,
without censorship, injunctions, or prior restraints.
In the
First Amendment, the Founding Fathers gave the free press the protection it
must have to fulfill its essential role in our democracy. The press was to
serve the governed, not the governors. The Government's power to censor the
press was abolished so that the press would remain forever free to censure the
Government. The press was protected so that it could bare the secrets of
government and inform the people. Only a free and unrestrained press can
effectively expose deception in government. And paramount among the
responsibilities of a free press is the duty to prevent any part of the
government from deceiving the people and sending them off to distant lands to
die of foreign fevers and foreign shot and shell. In my view, far from
deserving condemnation for their courageous reporting, the New York Times, the
Washington Post, and other newspapers should be commended for serving the
purpose that the Founding Fathers saw so clearly. In revealing the workings of
government that led to the Vietnam war, the newspapers nobly did precisely that
which the Founders hoped and trusted they would do.
The
Government's case here is based on premises entirely different from those that
guided the Framers of the First Amendment. The Solicitor General has carefully
and emphatically stated:
"Now,
Mr. Justice [BLACK], your construction of . . . [the First Amendment] is well
known, and I certainly respect it. You say that no law means no law, and that
should be obvious. I can only say, Mr. Justice, that to me it is equally
obvious that "no law" does not mean "no law," and I would
seek to persuade the Court that that is true. . .. [T]here are other parts of
the Constitution that grant powers and responsibilities to the Executive, and .
. . the First Amendment was not intended to make it impossible for the
Executive to function or to protect the security of the United States."
FN3
And the
Government argues in its brief that, in spite of the First Amendment,
"[t]he
authority of the Executive Department to protect the nation against publication
of information whose disclosure would endanger the national security stems from
two interrelated sources: the constitutional power of the President over the
conduct of foreign affairs and his authority as Commander-in-Chief." FN4
In
other words, we are asked to hold that, despite the First Amendment's emphatic
command, the Executive Branch, the Congress, and the Judiciary can make laws
enjoining publication of current news and abridging freedom of the press in the
name of "national security." The Government does not even attempt to
rely on any act of Congress. Instead, it makes the bold and dangerously
far-reaching contention that the courts should take it upon themselves to
"make" a law abridging freedom of the press in the name of equity,
presidential power and national security, even when the representatives of the
people in Congress have adhered to the command of the First Amendment and
refused to make such a law. FN5 See concurring opinion of MR. JUSTICE DOUGLAS.
To find that the President has "inherent power" to halt the
publication of news by resort to the courts would wipe out the First Amendment
and destroy the fundamental liberty and security of the very people the
Government hopes to make "secure." No one can read the history of the
adoption of the First Amendment without being convinced beyond any doubt that
it was injunctions like those sought here that Madison and his collaborators
intended to outlaw in this Nation for all time.
The
word "security" is a broad, vague generality whose contours should
not be invoked to abrogate the fundamental law embodied in the First Amendment.
The guarding of military and diplomatic secrets at the expense of informed
representative government provides no real security for our Republic. The
Framers of the First Amendment, fully aware of both the need to defend a new
nation and the abuses of the English and Colonial governments, sought to give
this new society strength and security by providing that freedom of speech,
press, religion, and assembly should not be abridged. This thought was
eloquently expressed in 1937 by Mr. Chief Justice Hughes -- great man and great
Chief Justice that he was -- when the Court held a man could not be punished
for attending a meeting run by Communists.
"The
greater the importance of safeguarding the community from incitements to the
overthrow of our institutions by force and violence, the more imperative is the
need to preserve inviolate the constitutional rights of free speech, free press
and free assembly in order to maintain the opportunity for free political
discussion, to the end that government may be responsive to the will of the
people and that changes, if desired, may be obtained by peaceful means. Therein
lies the security of the Republic, the very foundation of constitutional
government. FN6
MR.
JUSTICE DOUGLAS, with whom MR. JUSTICE BLACK joins, concurring.
While I
join the opinion of the Court, I believe it necessary to express my views more
fully.
It
should be noted at the outset that the First Amendment provides that
"Congress shall male no law . . . abridging the freedom of speech, or of
the press." That leaves, in my view, no room for governmental restraint on
the press. FN1
There
is, moreover, no statute barring the publication by the press of the material
which the Times and the Post seek to use. Title 18 U.S.C. § 793(e) provides
that
"[w]hoever
having unauthorized possession of, access to, or control over any document,
writing . . . or information relating to the national defense which information
the possessor has reason to believe could be used to the injury of the United
States or to the advantage of any foreign nation, willfully communicates . . .
the same to any person not entitled to receive it . . . [s]hall be fined not
more than $10,000 or imprisoned not more than ten years, or both."
The
Government suggests that the word "communicates" is broad enough to
encompass publication.
There
are eight sections in the chapter on espionage and censorship, §§ 792-799. In
three of those eight, "publish" is specifically mentioned: § 794(b)
applies to
"Whoever,
in time of war, with intent that the same shall be communicated to the enemy,
collects, records, publishes, or communicates. . . [the disposition of armed
forces].
Section
797 applies to whoever "reproduces, publishes, sells, or gives away"
photographs of defense installations.
Section
798, relating to cryptography, applies to whoever: "communicates,
furnishes, transmits, or otherwise makes available . . . or publishes" the
described material. FN2
Thus,
it is apparent that Congress was capable of, and did, distinguish between
publishing and communication in the various sections of the Espionage Act.
The other
evidence that § 793 does not apply to the press is a rejected version of § 793.
That version read:
"During
any national emergency resulting from a war to which the United States is a
party, or from threat of such a war, the President may, by proclamation,
declare the existence of such emergency and, by proclamation, prohibit the
publishing or communicating of, or the attempting to publish or communicate any
information relating to the national defense which, in his judgment, is of such
character that it is or might be useful to the [403 U.S. 722] enemy." 55
Cong.Rec. 1763.
During
the debates in the Senate, the First Amendment was specifically cited, and that
provision was defeated. 55 Cong.Rec. 2167.
Judge
Gurfein's holding in the Times case that this Act does not apply to this case
was therefore preeminently sound. Moreover, the Act of September 23, 1950, in
amending 18 U.S.C. § 793 states in § 1(b) that:
"Nothing
in this Act shall be construed to authorize, require, or establish military or
civilian censorship or in any way to limit or infringe upon freedom of the
press or of speech as guaranteed by the Constitution of the United States and
no regulation shall be promulgated hereunder having that effect." 64 Stat.
987.
Thus,
Congress has been faithful to the command of the First Amendment in this area.
So any
power that the Government possesses must come from its "inherent
power."
The
power to wage war is "the power to wage war successfully." See
Hirabayashi v. United States, 320 U.S. 81, 93. But the war power stems from a
declaration of war. The Constitution by Art. I, § 8, gives Congress, not the
President, power "[t]o declare War." Nowhere are presidential wars
authorized. We need not decide, therefore, what leveling effect the war power
of Congress might have.
These
disclosures FN3 may have a serious impact. But that is no basis for sanctioning
a previous restraint on the press. As stated by Chief Justice Hughes in Near v.
Minnesota, 283 U.S. 697, 719-720:
"While
reckless assaults upon public men, and efforts to bring obloquy upon those who
are endeavoring faithfully to discharge official duties, exert a baleful
influence and deserve the severest condemnation in public opinion, it cannot be
said that this abuse is greater, and it is believed to be less, than that which
characterized the period in which our institutions took shape. Meanwhile, the
administration of government has become more complex, the opportunities for
malfeasance and corruption have multiplied, crime has grown to most serious
proportions, and the danger of its protection by unfaithful officials and of
the impairment of the fundamental security of life and property by criminal
alliances and official neglect, emphasizes the primary need of a vigilant and courageous
press, especially in great cities. The fact that the liberty of the press may
be abused by miscreant purveyors of scandal does not make any the less
necessary the immunity of the press from previous restraint in dealing with
official misconduct."
As we
stated only the other day in Organization for a Better Austin v. Keefe, 402
U.S. 415, 419, "[a]ny prior restraint on expression comes to this Court
with a "heavy presumption" against its constitutional validity."
The
Government says that it has inherent powers to go into court and obtain an
injunction to protect the national interest, which, in this case, is alleged to
be national security.
Near v.
Minnesota, 283 U.S. 697, repudiated that expansive doctrine in no uncertain
terms.
The dominant
purpose of the First Amendment was to prohibit the widespread practice of
governmental suppression of embarrassing information. It is common knowledge
that the First Amendment was adopted against the widespread use of the common
law of seditious libel to punish the dissemination of material that is
embarrassing to the powers-that-be. See T. Emerson, The System of Freedom of
Expression, c. V (1970); Z. Chafee, Free Speech in the United States, c. XIII
(1941). The present cases will, I think, go down in history as the most
dramatic illustration of that principle. A debate of large proportions goes on
in the Nation over our posture in Vietnam. That debate antedated the disclosure
of the contents of the present documents. The latter are highly relevant to the
debate in progress.
Secrecy
in government is fundamentally anti-democratic, perpetuating bureaucratic
errors. Open debate and discussion of public issues are vital to our national
health. On public questions, there should be "uninhibited, robust, and
wide-open" debate. New York Times Co. v. Sullivan, 376 U.S. 254, 269-270.
I would
affirm the judgment of the Court of Appeals in the Post case, vacate the stay
of the Court of Appeals in the Times case, and direct that it affirm the
District Court.
The
stays in these cases that have been in effect for more than a week constitute a
flouting of the principles of the First Amendment as interpreted in Near v.
Minnesota.
MR.
JUSTICE BRENNAN, concurring.
I
I write
separately in these cases only to emphasize what should be apparent: that our
judgments in the present cases may not be taken to indicate the propriety, in
the future, of issuing temporary stays and restraining orders to block the
publication of material sought to be suppressed by the Government. So far as I
can determine, never before has the United States sought to enjoin a newspaper
from publishing information in its possession. The relative novelty of the
questions presented, the necessary haste with which decisions were reached, the
magnitude of the interests asserted, and the fact that all the parties have
concentrated their arguments upon the question whether permanent restraints
were proper may have justified at least some of the restraints heretofore
imposed in these cases. Certainly it is difficult to fault the several courts
below for seeking to assure that the issues here involved were preserved for
ultimate review by this Court. But even if it be assumed that some of the
interim restraints were proper in the two cases before us, that assumption has
no bearing upon the propriety of similar judicial action in the future. To
begin with, there has now been ample time for reflection and judgment; whatever
values there may be in the preservation of novel questions for appellate review
may not support any restraints in the future. More important, the First
Amendment stands as an absolute bar to the imposition of judicial restraints in
circumstances of the kind presented by these cases.
II
The
error that has pervaded these cases from the outset was the granting of any
injunctive relief whatsoever, interim or otherwise. The entire thrust of the
Government's claim throughout these cases has been that publication of the
material sought to be enjoined "could," or "might," or
"may" prejudice the national interest in various ways. But the First
Amendment tolerates absolutely no prior judicial restraints of the press
predicated upon surmise or conjecture that untoward consequences may result.*
Our cases, it is true, have indicated that there is a single, extremely narrow
class of cases in which the First Amendment's ban on prior judicial restraint
may be overridden. Our cases have thus far indicated that such cases may arise
only when the Nation "is at war," Schenck v. United States, 249 U.S.
47, 52 (1919), during which times
"[n]o
one would question but that a government might prevent actual obstruction to
its recruiting service or the publication of the sailing dates of transports or
the number and location of troops." Near v. Minnesota, 283 U.S. 697, 716
(1931).
Even if
the present world situation were assumed to be tantamount to a time of war, or
if the power of presently available armaments would justify even in peacetime
the suppression of information that would set in motion a nuclear holocaust, in
neither of these actions has the Government presented or even alleged that
publication of items from or based upon the material at issue would cause the
happening of an event of that nature. "[T]he chief purpose of [the First
Amendment's] guaranty [is] to prevent previous restraints upon
publication." Near v. Minnesota, supra, at 713. Thus, only governmental
allegation and proof that publication must inevitably, directly, [403 U.S. 727]
and immediately cause the occurrence of an event kindred to imperiling the
safety of a transport already at sea can support even the issuance of an
interim restraining order. In no event may mere conclusions be sufficient, for
if the Executive Branch seeks judicial aid in preventing publication, it must
inevitably submit the basis upon which that aid is sought to scrutiny by the
judiciary. And, therefore, every restraint issued in this case, whatever its
form, has violated the First Amendment -- and not less so because that
restraint was justified as necessary to afford the courts an opportunity to
examine the claim more thoroughly. Unless and until the Government has clearly
made out its case, the First Amendment commands that no injunction may issue.
MR.
JUSTICE STEWART, with whom MR. JUSTICE WHITE joins, concurring.
In the
governmental structure created by our Constitution, the Executive is endowed
with enormous power in the two related areas of national defense and
international relations. This power, largely unchecked by the Legislative FN1
and Judicial FN2 branches, has been pressed to the very hilt since the advent
of the nuclear missile age. For better or for worse, the simple fact is that a
President of the United States possesses vastly greater constitutional
independence in these two vital areas of power than does, say, a prime minister
of a country with a parliamentary form of government.
In the
absence of the governmental checks and balances present in other areas of our
national life, the only effective restraint upon executive policy and power in
the areas of national defense and international affairs may lie in an
enlightened citizenry -- in an informed and critical public opinion which alone
can here protect the values of democratic government. For this reason, it is
perhaps here that a press that is alert, aware, and free most vitally serves
the basic purpose of the First Amendment. For, without an informed and free
press, there cannot be an enlightened people.
Yet it
is elementary that the successful conduct of international diplomacy and the
maintenance of an effective national defense require both confidentiality and
secrecy. Other nations can hardly deal with this Nation in an atmosphere of
mutual trust unless they can be assured that their confidences will be kept. And,
within our own executive departments, the development of considered and
intelligent international policies would be impossible if those charged with
their formulation could not communicate with each other freely, frankly, and in
confidence. In the area of basic national defense, the frequent need for
absolute secrecy is, of course, self-evident.
I think
there can be but one answer to this dilemma, if dilemma it be. The
responsibility must be where the power is. FN3 If the Constitution gives the
Executive a large degree of unshared power in the conduct of foreign affairs
and the maintenance of our national defense, then, under the Constitution, the
Executive must have the largely unshared duty to determine and preserve the
degree of internal security necessary to exercise that power successfully. It
is an awesome responsibility, requiring judgment and wisdom of a high order. I
should suppose that moral, political, and practical considerations would
dictate that a very first principle of that wisdom would be an insistence upon
avoiding secrecy for its own sake. For when everything is classified, then
nothing is classified, and the system becomes one to be disregarded by the
cynical or the careless, and to be manipulated by those intent on
self-protection or self-promotion. I should suppose, in short, that the
hallmark of a truly effective internal security system would be the maximum
possible disclosure, recognizing that secrecy can best be preserved only when
credibility is truly maintained. But, be that as it may, it is clear to me that
it is the constitutional duty of the Executive -- as a matter of sovereign
prerogative, and not as a matter of law as the courts know law -- through the
promulgation and enforcement of executive regulations, to protect the confidentiality
necessary to carry out its responsibilities in the fields of international
relations and national defense.
This is
not to say that Congress and the courts have no role to play. Undoubtedly,
Congress has the power to enact specific and appropriate criminal laws to
protect government property and preserve government secrets. Congress has
passed such laws, and several of them are of very colorable relevance to the
apparent circumstances of these cases. And if a criminal prosecution is instituted,
it will be the responsibility of the courts to decide the applicability of the
criminal law under which the charge is brought. Moreover, if Congress should
pass a specific law authorizing civil proceedings in this field, the courts
would likewise have the duty to decide the constitutionality of such a law, as
well as its applicability to the facts proved.
But in
the cases before us, we are asked neither to construe specific regulations nor
to apply specific laws. We are asked, instead, to perform a function that the
Constitution gave to the Executive, not the Judiciary. We are asked, quite
simply, to prevent the publication by two newspapers of material that the
Executive Branch insists should not, in the national interest, be published. I
am convinced that the Executive is correct with respect to some of the
documents involved. But I cannot say that disclosure of any of them will surely
result in direct, immediate, and irreparable damage to our Nation or its
people. That being so, there can under the First Amendment be but one judicial
resolution of the issues before us. I join the judgments of the Court.
MR.
JUSTICE WHITE, with whom MR. JUSTICE STEWART joins, concurring.
I
concur in today's judgments, but only because of the concededly extraordinary
protection against prior restraints enjoyed by the press under our
constitutional system. I do not say that in no circumstances would the First
Amendment permit an injunction against publishing information about government
plans or operations. FN1 Nor, after examining the materials the Government
characterizes as the most sensitive and destructive, can I deny that revelation
of these documents will do substantial damage to public interests. Indeed, I am
confident that their disclosure will have that result. But I nevertheless agree
that the United States has not satisfied the very heavy burden that it must
meet to warrant an injunction against publication in these cases, at least in
the absence of express and appropriately limited congressional authorization
for prior restraints in circumstances such as these.
The
Government's position is simply stated: the responsibility of the Executive for
the conduct of the foreign affairs and for the security of the Nation is so
basic that the President is entitled to an injunction against publication of a
newspaper story whenever he can convince a court that the information to be
revealed threatens "grave and irreparable" injury to the public
interest; FN2 and the injunction should issue whether or not the material to be
published is classified, whether or not publication would be lawful under
relevant criminal statutes enacted by Congress, and regardless of the
circumstances by which the newspaper came into possession of the information.
At least in the absence of legislation by Congress, based on its own
investigations and findings, I am quite unable to agree that the inherent
powers of the Executive and the courts reach so far as to authorize remedies
having such sweeping potential for inhibiting publications by the press. Much
of the difficulty inheres in the "grave and irreparable danger"
standard suggested by the United States. If the United States were to have
judgment under such a standard in these cases, our decision would be of little
guidance to other courts in other cases, for the material at issue here would
not be available from the Court's opinion or from public records, nor would it
be published by the press. Indeed, even today, where we hold that the United
States has not met its burden, the material remains sealed in court records and
it is [403 U.S. 733] properly not discussed in today's opinions. Moreover,
because the material poses substantial dangers to national interests, and
because of the hazards of criminal sanctions, a responsible press may choose
never to publish the more sensitive materials. To sustain the Government in
these cases would start the courts down a long and hazardous road that I am not
willing to travel, at least without congressional guidance and direction.
It is
not easy to reject the proposition urged by the United States, and to deny
relief on its good faith claims in these cases that publication will work
serious damage to the country. But that discomfiture is considerably dispelled
by the infrequency of prior-restraint cases. Normally, publication will occur
and the damage be done before the Government has either opportunity or grounds
for suppression. So here, publication has already begun, and a substantial part
of the threatened damage has already occurred. The fact of a massive breakdown
in security is known, access to the documents by many unauthorized people is
undeniable, and the efficacy of equitable relief against these or other
newspapers to avert anticipated damage is doubtful, at best.
What is
more, terminating the ban on publication of the relatively few sensitive
documents the Government now seeks to suppress does not mean that the law
either requires or invites newspapers or others to publish them, or that they
will be immune from criminal action if they do. Prior restraints require an
unusually heavy justification under the First Amendment, but failure by the
Government to justify prior restraints does not measure its constitutional
entitlement to a conviction for criminal publication. That the Government
mistakenly chose to proceed by injunction does not mean that it could not
successfully proceed in another way.
When
the Espionage Act was under consideration in 1917, Congress eliminated from the
bill a provision that would have given the President broad powers in time of
war to proscribe, under threat of criminal penalty, the publication of various
categories of information related to the national defense. FN3 Congress at that
time was unwilling to clothe the President with such far-reaching powers to
monitor the press, and those opposed to this part of the legislation assumed
that a necessary concomitant of such power was the power to "filter out
the news to the people through some man." 55 Cong.Rec. 2008 (remarks of
Sen. Ashurst). However, these same members of Congress appeared to have little
doubt that newspapers would be subject to criminal prosecution if they insisted
on publishing information of the type Congress had itself determined should not
be revealed. Senator Ashurst, for example, was quite sure that the editor of
such a newspaper "should be punished if he did publish information as to
the movements of the fleet, the troops, the aircraft, the location of powder
factories, the location of defense works, and all that sort of thing." Id.
at 2009." FN4
The
Criminal Code contains numerous provisions potentially relevant to these cases.
Section 797 FN5 makes it a crime to publish certain photographs or drawings of
military installations. Section 798, FN6 also in precise language, proscribes
knowing and willful publication of any classified information concerning the
cryptographic systems or communication intelligence activities of the United
States, as well as any information obtained from communication intelligence
operations. FN7 If any of the material here at issue is of this nature, the
newspapers are presumably now on full notice of the position of the United
States, and must face the consequences if they publish. I would have no
difficulty in sustaining convictions under these sections on facts that would
not justify the intervention of equity and the imposition of a prior restraint.
The
same would be true under those sections of the Criminal Code casting a wider
net to protect the national defense. Section 793(e) FN8 makes it a criminal act
for any unauthorized possessor of a document "relating to the national
defense" either (1) willfully to communicate or cause to be communicated
that document to any person not entitled to receive it or (2) willfully to
retain the document and fail to deliver it to an officer of the United States
entitled to receive it. The subsection was added in 1950 because preexisting
law provided no penalty for the unauthorized possessor unless demand for the
documents was made. FN9
"The
dangers surrounding the unauthorized possession of such items are self-evident,
and it is deemed advisable to require their surrender in such a case,
regardless of demand, especially since their unauthorized possession may be
unknown to the authorities who would otherwise make the demand." S.Rep.
No. 2369, pt. 1, 81st Cong., 2d Sess., 9 (1950).
Of
course, in the cases before us, the unpublished documents have been demanded by
the United States, and their import has been made known at least to counsel for
the newspapers involved. In Gorin v. United States, 312 U.S. 19, 28 (1941), the
words "national defense" as used in a predecessor of § 793 were held
by a unanimous Court to have "a well understood connotation" -- a
"generic concept of broad connotations, referring to the military and
naval establishments and the related activities of national preparedness"
-- and to be "sufficiently definite to apprise the public of prohibited
activities" and to be consonant with due process. 312 U.S. at 28. Also, as
construed by the Court in Gorin, information "connected with the national
defense" is obviously not limited to that threatening "grave and
irreparable" injury to the United States. FN10
It is
thus clear that Congress has addressed itself to the problems of protecting the
security of the country and the national defense from unauthorized disclosure
of potentially damaging information. Cf. GO> Youngstown Sheet & Tube Co.
v. Sawyer, 343 U.S. 579, 585-586 (1952); see also id. at 593-628 (Frankfurter,
J., concurring). It has not, however, authorized the injunctive remedy against
threatened publication. It has apparently been satisfied to rely on criminal
sanctions and their deterrent effect on the responsible, as well as the
irresponsible, press. I am not, of course, saying that either of these
newspapers has yet committed a crime, or that either would commit a crime if it
published all the material now in its possession. That matter must await
resolution in the context of a criminal proceeding if one is instituted by the
United States. In that event, the issue of guilt or innocence would be
determined by procedures and standards quite different from those that have
purported to govern these injunctive proceedings.
MR.
JUSTICE MARSHALL, concurring.
The
Government contends that the only issue in these cases is whether, in a suit by
the United States, "the First Amendment bars a court from prohibiting a
newspaper from publishing material whose disclosure would pose a 'grave and
immediate danger to the security of the United States.' " Brief for the
United States 7. With all due respect, I believe the ultimate issue in these
cases is even more basic than the one posed by the Solicitor General. The issue
is whether this Court or the Congress has the power to make law.
In these
cases, there is no problem concerning the President's power to classify
information as "secret" or "top secret." Congress has
specifically recognized Presidential authority, which has been formally
exercised in Exec.Order 10501 (1953), to classify documents and information.
See, e.g., 18 U.S.C. § 798; 50 U.S.C. § 783. FN1 Nor is there any issue here
regarding the President's power as Chief Executive and Commander in Chief to
protect national security by disciplining employees who disclose information and
by taking precautions to prevent leaks.
The
problem here is whether, in these particular cases, the Executive Branch has
authority to invoke the equity jurisdiction of the courts to protect what it
believes to be the national interest. See In re Debs, 158 U.S. 564, 584 (1895).
The Government argues that, in addition to the inherent power of any government
to protect itself, the President's power to conduct foreign affairs and his
position as Commander in Chief give him authority to impose censorship on the
press to protect his ability to deal effectively with foreign nations and to
conduct the military affairs of the country. Of course, it is beyond cavil that
the President has broad powers by virtue of his primary responsibility for the
conduct of our foreign affairs and his position as Commander in Chief. Chicago
& Southern Air Lines v. Waterman S.S. Corp., 333 U.S. 103 (1948);
Hirabayashi v. United States, 320 U.S. 81, 93 (1943); United States v. Curtiss
Wright Corp., 299 U.S. 304 (1936). FN2 And, in some situations, it may be that,
under whatever inherent powers the Government may have, as well as the implicit
authority derived from the President's mandate to conduct foreign affairs and
to act as Commander in Chief, there is a basis for the invocation of the equity
jurisdiction of this Court as an aid to prevent the publication of material
damaging to "national security," however that term may be defined.
It
would, however, be utterly inconsistent with the concept of separation of
powers for this Court to use its power of contempt to prevent behavior that
Congress has specifically declined to prohibit. There would be a similar damage
to the basic concept of these co-equal branches of Government if, when the
Executive Branch has adequate authority granted by Congress to protect
"national security," it can choose, instead, to invoke the contempt
power of a court to enjoin the threatened conduct. The Constitution provides
that Congress shall make laws, the President execute laws, and courts interpret
laws. Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579 (1952). It did
not provide for government by injunction in which the courts and the Executive
Branch can "make law" without regard to the action of Congress. It
may be more convenient for the Executive Branch if it need only convince a
judge to prohibit conduct, rather than ask the Congress to pass a law, and it
may be more convenient to enforce a contempt order than to seek a criminal
conviction in a jury trial. Moreover, it may be considered politically wise to
get a court to share the responsibility for arresting those who the Executive
Branch has probable cause to believe are violating the law. But convenience and
political considerations of the [403 U.S. 743] moment do not justify a basic
departure from the principles of our system of government.
In
these cases, we are not faced with a situation where Congress has failed to
provide the Executive with broad power to protect the Nation from disclosure of
damaging state secrets. Congress has, on several occasions, given extensive
consideration to the problem of protecting the military and strategic secrets
of the United States. This consideration has resulted in the enactment of
statutes making it a crime to receive, disclose, communicate, withhold, and
publish certain documents, photographs, instruments, appliances, and
information. The bulk of these statutes is found in chapter 37 of U.S.C. Title
18, entitled Espionage and Censorship. FN3 In that chapter, Congress has
provided penalties ranging from a $10,000 fine to death for violating the
various statutes.
Thus,
it would seem that in order for this Court to issue an injunction it would
require a showing that such an injunction would enhance the already exiting
power of the Government to act. See Bennett v. Laman, 277 N.Y. 368, 14 N.E.2d
439 (1938). It is a traditional axiom of equity that a court of equity will not
do a useless thing, just as it is a traditional axiom that equity will not
enjoin the commission of a crime. See Z. Chafee & E. Re, Equity 935-954
(5th ed.1967); 1 H. Joyce, Injunctions §§ 580a (1909). Here, there has been no
attempt to make such a showing. The Solicitor General does not even mention in
his brief whether the Government considers that there is probable cause to believe
a crime has been committed, or whether there is a conspiracy to commit future
crimes.
If the
Government had attempted to show that there was no effective remedy under
traditional criminal law, it would have had to show that there is no arguably
applicable statute. Of course, at this stage, this Court could not and cannot
determine whether there has been a violation of a particular statute or decide
the constitutionality of any statute. Whether a good faith prosecution could
have been instituted under any statute could, however, be determined.
At
least one of the many statutes in this area seems relevant to these cases.
Congress has provided in 18 U.S.C. § 793(e) that whoever, "having
unauthorized possession of, access to, or control over any document, writing,
code book, signal book . . . or note relating to the national defense, or
information relating to the national defense which information the possessor
has reason to believe could be used to the injury of the United States or to
the advantage of any foreign nation, willfully communicates, delivers,
transmits . . . the same to any person not entitled to receive it, or willfully
retains the same and fails to deliver it to the officer or employee of the
United States entitled to receive it . . . [s]hall be fined not more than
$10,000 or imprisoned not more than ten years, or both."
Congress
has also made it a crime to conspire to commit any of the offenses listed in 18
U.S.C. § 793(e).
It is
true that Judge Gurfein found that Congress had not made it a crime to publish
the items and material specified in § 793(e). He found that the words
"communicates, delivers, transmits . . ." did not refer to
publication of newspaper stories. And that view has some support in the
legislative history, and conforms with the past practice of using the statute
only to prosecute those charged with ordinary espionage. But see 103 Cong.Rec.
10449 (remarks of Sen. Humphrey). Judge Gurfein's view of the statute is not,
however, the only plausible construction that could be given. See my Brother
WHITE's concurring opinion.
Even if
it is determined that the Government could not in good faith bring criminal
prosecutions against the New York Times and the Washington Post, it is clear
that Congress has specifically rejected passing legislation that would have
clearly given the President the power he seeks here and made the current
activity of the newspapers unlawful. When Congress specifically declines to
make conduct unlawful, it is not for this Court [403 U.S. 746] to redecide
those issues -- to overrule Congress. See Youngstown Sheet & Tube Co. v.
Sawyer, 343 U.S. 579 (1952).
On at
least two occasions, Congress has refused to enact legislation that would have
made the conduct engaged in here unlawful and given the President the power
that he seeks in this case. In 1917, during the debate over the original
Espionage Act, still the basic provisions of § 793, Congress rejected a
proposal to give the President in time of war or threat of war authority to
directly prohibit by proclamation the publication of information relating to
national defense that might be useful to the enemy. The proposal provided that:
"During
any national emergency resulting from a war to which the United States is a
party, or from threat of such a war, the President may, by proclamation,
declare the existence of such emergency and, by proclamation, prohibit the
publishing or communicating of, or the attempting to publish or communicate any
information relating to the national defense which, in his judgment, is of such
character that it is or might be useful to the enemy. Whoever violates any such
prohibition shall be punished by a fine of not more than $10,000 or by
imprisonment for not more than 10 years, or both: Provided, That nothing in this
section shall be construed to limit or restrict any discussion, comment, or
criticism of the acts or policies of the Government or its representatives or
the publication of the same." 55 Cong.Rec. 1763.
Congress
rejected this proposal after war against Germany had been declared, even though
many believed that there was a grave national emergency and that the threat of
security leaks and espionage was serious. The Executive Branch has not gone to
Congress and requested that the decision to provide such power be reconsidered.
Instead, the Executive Branch comes to this Court and asks that it be granted
the power Congress refused to give.
In
1957, the United States Commission on Government Security found that
"[a]irplane journals, scientific periodicals, and even the daily newspaper
have featured articles containing information and other data which should have
been deleted in whole or in part for security reasons.
In
response to this problem, the Commission proposed that "Congress enact
legislation making it a crime for any person willfully to disclose without
proper authorization, for any purpose whatever, information classified
"secret" or "top secret," knowing, or having reasonable
grounds to believe, such information to have been so classified." Report
of Commission on Government Security 619-620 (1957).
After
substantial floor discussion on the proposal, it was rejected. See 103
Cong.Rec. 10447-10450. If the proposal that Sen. Cotton championed on the floor
had been enacted, the publication of the documents involved here would
certainly have been a crime. Congress refused, however, to make it a crime. The
Government is here asking this Court to remake that decision. This Court has no
such power.
Either
the Government has the power under statutory grant to use traditional criminal
law to protect the country or, if there is no basis for arguing that Congress
has made the activity a crime, it is plain that Congress has specifically
refused to grant the authority the Government seeks from this Court. In either
case, this Court does not have authority to grant the requested relief. It is
not for this Court to fling itself into every breach perceived by some
Government official, nor is it for this Court to take on itself the burden of
enacting law, especially a law that Congress has refused to pass.
I
believe that the judgment of the United States Court of Appeals for the
District of Columbia Circuit should be affirmed and the judgment of the United
States Court of Appeals for the Second Circuit should be reversed insofar as it
remands the case for further hearings.
MR.
CHIEF JUSTICE BURGER, dissenting.
So
clear are the constitutional limitations on prior restraint against expression
that, from the time of Near v. Minnesota, 283 U.S. 697 (1931), until recently
in Organization for a Better Austin v. Keefe, 402 U.S. 415 (1971), we have had
little occasion to be concerned with cases involving prior restraints against
news reporting on matters of public interest. There is, therefore, little
variation among the members of the Court in terms of resistance to prior
restraints against publication. Adherence to this basic constitutional
principle, however, does not make these cases simple. In these cases, the
imperative of a free and unfettered press comes into collision with another
imperative, the effective functioning of a complex modern government, and,
specifically, the effective exercise of certain constitutional powers of the
Executive. Only those who view the First Amendment as an absolute in all
circumstances -- a view I respect, but reject -- can find such cases as these
to be simple or easy.
These
cases are not simple for another and more immediate reason. We do not know the
facts of the cases. No District Judge knew all the facts. No Court of Appeals
judge knew all the facts. No member of this Court knows all the facts.
Why are
we in this posture, in which only those judges to whom the First Amendment is
absolute and permits of no restraint in any circumstances or for any reason,
are really in a position to act?
I
suggest we are in this posture because these cases have been conducted in
unseemly haste. MR. JUSTICE HARLAN covers the chronology of events
demonstrating the hectic pressures under which these cases have been processed,
and I need not restate them. The prompt setting of these cases reflects our
universal abhorrence of prior restraint. But prompt judicial action does not
mean unjudicial haste.
Here,
moreover, the frenetic haste is due in large part to the manner in which the
Times proceeded from the date it obtained the purloined documents. It seems
reasonably clear now that the haste precluded reasonable and deliberate
judicial treatment of these cases, and was not warranted. The precipitate
action of this Court aborting trials not yet completed is not the kind of
judicial conduct that ought to attend the disposition of a great issue.
The
newspapers make a derivative claim under the First Amendment; they denominate
this right as the public "right to know"; by implication, the Times
asserts a sole trusteeship of that right by virtue of its journalistic
"scoop." The right is asserted as an absolute. Of course, the First
Amendment right itself is not an absolute, as Justice Holmes so long ago
pointed out in his aphorism concerning the right to shout "fire" in a
crowded theater if there was no fire. There are other exceptions, some of which
Chief Justice Hughes mentioned by way of example in Near v. Minnesota. There
are no doubt other exceptions no one has had occasion to describe or discuss.
Conceivably, such exceptions may be lurking in these cases and, would have been
flushed had they been properly considered in the trial courts, free from
unwarranted deadlines and frenetic pressures. An issue of this importance should
be tried and heard in a judicial atmosphere conducive to thoughtful, reflective
deliberation, especially when haste, in terms of hours, is unwarranted in light
of the long period the Times, by its own choice, deferred publication. FN1
It is
not disputed that the Times has had unauthorized possession of the documents
for three to four months, during which it has had its expert analysts studying
them, presumably digesting them and preparing the material for publication.
During all of this time, the Times, presumably in its capacity as trustee of
the public's "right to know," has held up publication for purposes it
considered proper, and thus public knowledge was delayed. No doubt this was for
a good reason; the analysis of 7,000 pages of complex material drawn from a
vastly greater volume of material would inevitably take time, and the writing
of good news stories takes time. But why should the United States Government,
from whom this information was illegally acquired by someone, along with all
the counsel, trial judges, and appellate judges be placed under needless
pressure? After these months of deferral, the alleged "right to know"
has somehow and suddenly become a right that must be vindicated instanter.
Would
it have been unreasonable, since the newspaper could anticipate the
Government's objections to release of secret material, to give the Government
an opportunity to review the entire collection and determine whether agreement
could be reached on publication? Stolen or not, if security was not, in fact,
jeopardized, much of the material could no doubt have been declassified, since
it spans a period ending in 1968. With such an approach -- one that great
newspapers have in the past practiced and stated editorially to be the duty of
an honorable press --the newspapers and Government might well have narrowed the
area of disagreement as to what was and was not publishable, leaving the
remainder to be resolved in orderly litigation, if necessary. To me, it is
hardly believable that a newspaper long regarded as a great institution in
American life would fail to perform one of the basic and simple duties of every
citizen with respect to the discovery or possession of stolen property or
secret government documents. That duty, I had thought -- perhaps naively -- was
to report forthwith, to responsible public officers. This duty rests on taxi
drivers, Justices, and the New York Times. The course followed by the Times,
whether so calculated or not, removed any possibility of orderly litigation of
the issue. If the action of the judges up to now has been correct, that result
is sheer happenstance. FN2
Our
grant of the writ of certiorari before final judgment in the Times case aborted
the trial in the District Court before it had made a complete record pursuant
to the mandate of the Court of Appeals for the Second Circuit.
The
consequence of all this melancholy series of events is that we literally do not
know what we are acting on. As I see it, we have been forced to deal with
litigation concerning rights of great magnitude without an adequate record, and
surely without time for adequate treatment either in the prior proceedings or
in this Court. It is interesting to note that counsel on both sides, in oral
argument before this Court, were frequently unable to respond to questions on
factual points. Not surprisingly, they pointed out that they had been working
literally "around the clock," and simply were unable to review the
documents that give rise to these cases and were not familiar with them. This
Court is in no better posture. I agree generally with MR. JUSTICE HARLAN and
MR. JUSTICE BLACKMUN, but I am not prepared to reach the merits. FN3
I would
affirm the Court of Appeals for the Second Circuit and allow the District Court
to complete the trial aborted by our grant of certiorari, meanwhile preserving
the status quo in the Post case. I would direct that the District Court, on
remand, give priority to the Times case to the exclusion of all other business
of that court, but I would not set arbitrary deadlines.
I
should add that I am in general agreement with much of what MR. JUSTICE WHITE
has expressed with respect to penal sanctions concerning communication or
retention of documents or information relating to the national defense.
We all
crave speedier judicial processes, but, when judges are pressured, as in these
cases, the result is a parody of the judicial function.
MR.
JUSTICE HARLAN, with whom THE CHIEF JUSTICE and MR. JUSTICE BLACKMUN join,
dissenting.
These
cases forcefully call to mind the wise admonition of Mr. Justice Holmes,
dissenting in Northern Securities Co. v. United States, 193 U.S. 197, 400-401
(1904):
"Great
cases, like hard cases, make bad law. For great cases are called great not by
reason of their real importance in shaping the law of the future, but because
of some accident of immediate overwhelming interest which appeals to the
feelings and distorts the judgment. These immediate interests exercise a kind
of hydraulic pressure which makes what previously was clear seem doubtful, and
before which even well settled principles of law will bend."
With
all respect, I consider that the Court has been almost irresponsibly feverish
in dealing with these cases.
Both
the Court of Appeals for the Second Circuit and the Court of Appeals for the
District of Columbia Circuit rendered judgment on June 23. The New York Times'
petition for certiorari, its motion for accelerated consideration thereof, and
its application for interim relief were filed in this Court on June 24 at about
11 a.m. The application of the United States for interim relief in the Post
case was also filed here on June 24 at about 7:15 p.m. This Court's order
setting a hearing before us on June 26 at 11 a.m., a course which I joined only
to avoid the possibility of even more peremptory action by the Court, was
issued less than 24 hours before. The record in the Post case was filed with
the Clerk shortly before 1 p.m. on June 25; the record in the Times case did
not arrive until 7 or 8 o'clock that same night. The briefs of the parties were
received less than two hours before argument on June 26.
This
frenzied train of events took place in the name of the presumption against
prior restraints created by the First Amendment. Due regard for the extraordinarily
important and difficult questions involved in these litigations should have led
the Court to shun such a precipitate timetable. In order to decide the merits
of these cases properly, some or all of the following questions should have
been faced:
1.
Whether the Attorney General is authorized to bring these suits in the name of
the United States. Compare In re Debs, 158 U.S. 564 (1895), with Youngstown
Sheet & Tube Co. v. Sawyer, 343 U.S. 579 (1952). This question involves as
well the construction and validity of a singularly opaque statute -- the
Espionage Act, 18 U.S.C. § 793(e).
2.
Whether the First Amendment permits the federal courts to enjoin publication of
stories which would present a serious threat to national security. See Near v.
Minnesota, 283 U.S. 697, 716 (1931) (dictum).
3.
Whether the threat to publish highly secret documents is of itself a sufficient
implication of national security to justify an injunction on the theory that,
regardless of the contents of the documents, harm enough results simply from
the demonstration of such a breach of secrecy.
4.
Whether the unauthorized disclosure of any of these particular documents would
seriously impair the national security.
5. What
weight should be given to the opinion of high officers in the Executive Branch
of the Government with respect to questions 3 and 4.
6.
Whether the newspapers are entitled to retain and use the documents
notwithstanding the seemingly uncontested facts that the documents, or the
originals of which they are duplicates, were purloined from the Government's
possession, and that the newspapers received them with knowledge that they had
been feloniously acquired. Cf. Liberty Lobby, Inc. v. Pearson, 129 U.S.App.D.C.
74, 390 F.2d 489 (1967, amended 1968).
7.
Whether the threatened harm to the national security or the Government's
possessory interest in the documents justifies the issuance of an injunction
against publication in light of --
a. The strong First Amendment policy
against prior restraints on publication;
b. The doctrine against enjoining conduct
in violation of criminal statutes; and
c. The extent to which the materials at
issue have apparently already been otherwise disseminated.
These
are difficult questions of fact, of law, and of judgment; the potential
consequences of erroneous decision are enormous. The time which has been
available to us, to the lower courts, and to the parties has been wholly
inadequate for giving these cases the kind of consideration they deserve. It is
a reflection on the stability of the judicial process that these great issues
-- as important as any that have arisen during my time on the Court -- should
have been decided under the pressures engendered by the torrent of publicity
that has attended these litigations from their inception.
Forced
as I am to reach the merits of these cases, I dissent from the opinion and
judgments of the Court. Within the severe limitations imposed by the time
constraints under which I have been required to operate, I can only state my
reasons in telescoped form, even though, in different circumstances, I would
have felt constrained to deal with the cases in the fuller sweep indicated
above.
It is a
sufficient basis for affirming the Court of Appeals for the Second Circuit in
the Times litigation to observe that its order must rest on the conclusion
that, because of the time elements the Government had not been given an
adequate opportunity to present its case to the District Court. At the least
this conclusion was not an abuse of discretion.
In the
Post litigation, the Government had more time to prepare; this was apparently
the basis for the refusal of the Court of Appeals for the District of Columbia
Circuit on rehearing to conform its judgment to that of the Second Circuit. But
I think there is another and more fundamental reason why this judgment cannot
stand -- a reason which also furnishes an additional ground for not reinstating
the judgment of the District Court in the Times litigation, set aside by the
Court of Appeals. It is plain to me that the scope of the judicial function in
passing upon the activities of the Executive Branch of the Government in the
field of foreign affairs is very narrowly restricted. This view is, I think,
dictated by the concept of separation of powers upon which our constitutional
system rests.
In a
speech on the floor of the House of Representatives, Chief Justice John
Marshall, then a member of that body, stated: "The President is the sole
organ of the nation in its external relations, and its sole representative with
foreign nations." 10 Annals of Cong. 613 (1800).
From
that time, shortly after the founding of the Nation, to this, there has been no
substantial challenge to this description of the scope of executive power. See
United States v. Curtiss-Wright Corp., 299 U.S. 304, 319-321 (1936), collecting
authorities.
From
this constitutional primacy in the field of foreign affairs, it seems to me
that certain conclusions necessarily follow. Some of these were stated
concisely by President Washington, declining the request of the House of
Representatives for the papers leading up to the negotiation of the Jay Treaty:
"The
nature of foreign negotiations requires caution, and their success must often
depend on secrecy; and even when brought to a conclusion, a full disclosure of
all the measures, demands, or eventual concessions which may have been proposed
or contemplated would be extremely impolitic; for this might have a pernicious
influence on future negotiations, or produce immediate inconveniences, perhaps
danger and mischief, in relation to other powers." 1 J. Richardson,
Messages and Papers of the Presidents 194-195 (1896).
The
power to evaluate the "pernicious influence" of premature disclosure
is not, however, lodged in the Executive alone. I agree that, in performance of
its duty to protect the values of the First Amendment against political
pressures, the judiciary must review the initial Executive determination to the
point of satisfying itself that the subject matter of the dispute does lie
within the proper compass of the President's foreign relations power.
Constitutional considerations forbid "a complete abandonment of judicial
control." Cf. United States v. Reynolds, 345 U.S. 1, 8 (1953). Moreover,
the judiciary may properly insist that the determination that disclosure of the
subject matter would irreparably impair the national security be made by the
head of the Executive Department concerned -- here, the Secretary of State or
the Secretary of Defense -- after actual personal consideration by that
officer. This safeguard is required in the analogous area of executive claims
of privilege for secrets of state. See id. at 8 and n. 20; Duncan v. Cammell,
Laird Co., [1942] A.C. 624, 638 (House of Lords).
But, in
my judgment, the judiciary may not properly go beyond these two inquiries and
redetermine for itself the probable impact of disclosure on the national
security.
"[T]he
very nature of executive decisions as to foreign policy is political, not
judicial. Such decisions are wholly confided by our Constitution to the
political departments of the government, Executive and Legislative. They are
delicate, complex, and involve large elements of prophecy. They are and should
be undertaken only by those directly responsible to the people whose welfare
they advance or imperil. They are decisions of a kind for which the Judiciary
has neither aptitude, facilities nor responsibility, and which has long been
held to belong in the domain of political power not subject to judicial
intrusion or inquiry." Chicago & Southern Air Lines v. Waterman
Steamship Corp., 333 U.S. 103, 111 (1948) (Jackson, J.).
Even if
there is some room for the judiciary to override the executive determination,
it is plain that the scope of review must be exceedingly narrow. I can see no
indication in the opinions of either the District Court or the Court of Appeals
in the Post litigation that the conclusions of the Executive were given even
the deference owing to an administrative agency, much less that owing to a
co-equal branch of the Government operating within the field of its
constitutional prerogative.
Accordingly,
I would vacate the judgment of the Court of Appeals for the District of
Columbia Circuit on this ground, and remand the case for further proceedings in
the District Court. Before the commencement of such further proceedings, due
opportunity should be afforded the Government for procuring from the Secretary
of State or the Secretary of Defense or both an expression of their views on
the issue of national security. The ensuing review by the District Court should
be in accordance with the views expressed in this opinion. And, for the reasons
stated above, I would affirm the judgment of the Court of Appeals for the Second
Circuit.
Pending
further hearings in each case conducted under the appropriate ground rules, I
would continue the restraints on publication. I cannot believe that the
doctrine prohibiting prior restraints reaches to the point of preventing courts
from maintaining the status quo long enough to act responsibly in matters of
such national importance as those involved here.
MR.
JUSTICE BLACKMUN, dissenting.
I join
MR. JUSTICE HARLAN in his dissent. I also am in substantial accord with much that
MR. JUSTICE WHITE says, by way of admonition, in the latter part of his
opinion.
At this
point, the focus is on only the comparatively few documents specified by the
Government as critical. So far as the other material --vast in amount -- is
concerned, let it be published and published forthwith if the newspapers, once
the strain is gone and the sensationalism is eased, still feel the urge so to
do.
But we
are concerned here with the few documents specified from the 47 volumes. Almost
70 years ago, Mr. Justice Holmes, dissenting in a celebrated case, observed:
"Great
cases, like hard cases, make bad law. For great cases are called great not by
reason of their real importance in shaping the law of the future, but because
of some accident of immediate overwhelming interest which appeals to the
feelings and distorts the judgment. These immediate interests exercise a kind
of hydraulic pressure. . . ." Northen Securities Co. v. United States, 193
U.S. 197, 400-401 (1904). The present cases, if not great, are at least unusual
in their posture and implications, and the Holmes observation certainly has
pertinent application.
The New
York Times clandestinely devoted a period of three months to examining the 47
volumes that came into its unauthorized possession. Once it had begun
publication of material from those volumes, the New York case now before us
emerged. It immediately assumed, and ever since has maintained, a frenetic pace
and character. Seemingly, once publication started, the material could not be
made public fast enough. Seemingly, from then on, every deferral or delay, by
restraint or otherwise, was abhorrent, and was to be deemed violative of the
First Amendment and of the public's "right immediately to know." Yet
that newspaper stood before us at oral argument and professed criticism of the
Government for not lodging its protest earlier than by a Monday telegram
following the initial Sunday publication.
The
District of Columbia case is much the same.
Two
federal district courts, two United States courts of appeals, and this Court --
within a period of less than three weeks from inception until today -- have
been pressed into hurried decision of profound constitutional issues on
inadequately developed and largely assumed facts without the careful
deliberation that, one would hope, should characterize the American judicial
process. There has been much writing about the law and little knowledge and
less digestion of the facts. In the New York case, the judges, both trial and
appellate, had not yet examined the basic material when the case was brought
here. In the District of Columbia case, little more was done, and what was
accomplished in this respect was only on required remand, with the Washington
Post, on the excuse that it was trying to protect its source of information,
initially refusing to reveal what material it actually possessed, and with the
District Court forced to make assumptions as to that possession.
With
such respect as may be due to the contrary view, this, in my opinion, is not
the way to try a lawsuit of this magnitude and asserted importance. It is not
the way for federal courts to adjudicate, and to be required to adjudicate,
issues that allegedly concern the Nation's vital welfare. The country would be
none the worse off were the cases tried quickly, to be sure, but in the
customary and properly deliberative manner. The most recent of the material, it
is said, dates no later than 1968, already about three years ago, and the Times
itself took three months to formulate its plan of procedure and, thus, deprived
its public for that period.
The
First Amendment, after all, is only one part of an entire Constitution. Article
II of the great document vests in the Executive Branch primary power over the
conduct of foreign affairs, and places in that branch the responsibility for
the Nation's safety. Each provision of the Constitution is important, and I
cannot subscribe to a doctrine of unlimited absolutism for the First Amendment
at the cost of downgrading other provisions. First Amendment absolutism has
never commanded a majority of this Court. See, for example, Near v. Minnesota,
283 U.S. 697, 708 (1931), and Schenck v. United States, 249 U.S. 47, 52 (1919).
What is needed here is a weighing, upon properly developed standards, of the
broad right of the press to print and of the very narrow right of the
Government to prevent. Such standards are not yet developed. The parties here
are in disagreement as to what those standards should be. But even the
newspapers concede that there are situations where restraint is in order and is
constitutional. Mr. Justice Holmes gave us a suggestion when he said in
Schenck,
"It
is a question of proximity and degree. When a nation is at war, many things
that might be said in time of peace are such a hindrance to its effort that
their utterance will not be endured so long as men fight and that no Court
could regard them as protected by any constitutional right." 249 U.S. at
52.
I
therefore would remand these cases to be developed expeditiously, of course,
but on a schedule permitting the orderly presentation of evidence from both
sides, with the use of discovery, if necessary, as authorized by the rules, and
with the preparation of briefs, oral argument, and court opinions of a quality better
than has been seen to this point. In making this last statement, I criticize no
lawyer or judge. I know from past personal experience the agony of time
pressure in the preparation of litigation. But these cases and the issues
involved and the courts, including this one, deserve better than has been
produced thus far.
It may
well be that, if these cases were allowed to develop as they should be
developed, and to be tried as lawyers should try them and as courts should hear
them, free of pressure and panic and sensationalism, other light would be shed
on the situation, and contrary considerations, for me, might prevail. But that
is not the present posture of the litigation.
The
Court, however, decides the cases today the other way. I therefore add one
final comment.
I
strongly urge, and sincerely hope, that these two newspapers will be fully
aware of their ultimate responsibilities to the United States of America. Judge
Wilkey, dissenting in the District of Columbia case, after a review of only the
affidavits before his court (the basic papers had not then been made available
by either party), concluded that there were a number of examples of documents
that, if in the possession of the Post and if published, "could clearly
result in great harm to the nation," and he defined "harm" to
mean "the death of soldiers, the destruction of alliances, the greatly
increased difficulty of negotiation with our enemies, the inability of our
diplomats to negotiate. . . ."
I, for
one, have now been able to give at least some cursory study not only to the
affidavits, but to the material itself. I regret to say that, from this
examination, I fear that Judge Wilkey's statements have possible foundation. I
therefore share his concern. I hope that damage has not already been done. If,
however, damage has been done, and if, with the Court's action today, these
newspapers proceed to publish the critical documents and there results
therefrom
"the
death of soldiers, the destruction of alliances, the greatly increased
difficulty of negotiation with our enemies, the inability of our diplomats to
negotiate, to which list I might add the factors of prolongation of the war and
of further delay in the freeing of United States prisoners, then the Nation's
people will know where the responsibility for these sad consequences
rests."
FOOTNOTES
BLACK,
J., concurring (Footnotes)
*
Together with No. 1885, United States v. Washington Post Co. et al., on
certiorari to the United States Court of Appeals for the District of Columbia
Circuit.
1. In
introducing the Bill of Rights in the House of Representatives, Madison said:
"[B]ut I believe that the great mass of the people who opposed [the
Constitution] disliked it because it did not contain effectual provisions against
the encroachments on particular rights. . .." 1 Annals of Cong. 433.
Congressman
Goodhue added: "[I]t is the wish of many of our constituents that
something should be added to the Constitution to secure in a stronger manner
their liberties from the inroads of power." Id. at 426.
2. The
other parts were:
"The
civil rights of none shall be abridged on account of religious belief or
worship, nor shall any national religion be established, nor shall the full and
equal rights of conscience be in any manner, or on any pretext,
infringed."
"The
people shall not be restrained from peaceably assembling and consulting for
their common good, nor from applying to the Legislature by petitions, or
remonstrances, for redress of their grievances." 1 Annals of Cong. 434.
3. Tr.
of Oral Arg. 76.
4.
Brief for the United States 13-14.
5.
Compare the views of the Solicitor General with those of James Madison, the
author of the First Amendment. When speaking of the Bill of Rights in the House
of Representatives, Madison said:
"If
they [the first ten amendments] are incorporated into the Constitution,
independent tribunals of justice will consider themselves in a peculiar manner
the guardians of those rights; they will be an impenetrable bulwark against
every assumption of power in the Legislative or Executive; they will be
naturally led to resist every encroachment upon rights expressly stipulated for
in the Constitution by the declaration of rights." 1 Annals of Cong. 439.
6. De
Jonge v. Oregon, 299 U.S. 353, 365.
DOUGLAS,
J., concurring (Footnotes)
1. See
Beauharnais v. Illinois, 343 U.S. 250, 267 (dissenting opinion of MR. JUSTICE
BLACK), 284 (my dissenting opinion); Roth v. United States, 354 U.S. 476, 508
(my dissenting opinion which MR. JUSTICE BLACK joined); Yates v. United States,
354 U.S. 298, 339 (separate opinion of MR. JUSTICE BLACK which I joined); New
York Times Co. v. Sullivan, 376 U.S. 254, 293 (concurring opinion of MR.
JUSTICE BLACK which I joined); Garrison v. Louisiana, 379 U.S. 64, 80 (my
concurring opinion which MR. JUSTICE BLACK joined).
2.
These documents contain data concerning the communications system of the United
States, the publication of which is made a crime. But the criminal sanction is
not urged by the United States as the basis of equity power.
3.
There are numerous sets of this material in existence, and they apparently are
not under any controlled custody. Moreover, the President has sent a set to the
Congress. We start, then, with a case where there already is rather wide
distribution of the material that is destined for publicity, not secrecy. I
have gone over the material listed in the in camera brief of the United States.
It is all history, not future events. None of it is more recent than 1968.
BRENNAN,
J., concurring (Footnotes)
*
Freedman v. Maryland, 380 U.S. 51 (1965), and similar cases regarding temporary
restraints of allegedly obscene materials are not in point. For those cases
rest upon the proposition that "obscenity is not protected by the freedoms
of speech and press." Roth v. United States, 354 U.S. 476, 481 (1957).
Here there is no question but that the material sought to be suppressed is
within the protection of the First Amendment; the only question is whether, notwithstanding
that fact, its publication may be enjoined for a time because of the presence
of an overwhelming national interest. Similarly, copyright cases have no
pertinence here: the Government is not asserting an interest in the particular
form of words chosen in the documents, but is seeking to suppress the ideas
expressed therein. And the copyright laws, of course, protect only the form of
expression, and not the ideas expressed.
STEWART,
J., concurring (Footnotes)
1. The
President's power to make treaties and to appoint ambassadors is, of course,
limited by the requirement of Art. II, § 2, of the Constitution that he obtain
the advice and consent of the Senate. Article I, § 8, empowers Congress to
"raise and support Armies," and "provide and maintain a
Navy." And, of course, Congress alone can declare war. This power was last
exercised almost 30 years ago at the inception of World War II. Since the end
of that war in 1945, the Armed Forces of the United States have suffered
approximately half a million casualties in various parts of the world.
2. See
Chicago & Southern Air Lines v. Waterman S.S. Corp., 333 U.S. 103;
Hirabayashi v. United States, 320 U.S. 81; United States v. Curtiss-Wright
Corp., 299 U.S. 304; cf. Mora v. McNamara, 128 U.S.App.D.C. 297, 387 F.2d 862,
cert. denied, 389 U.S. 934.
3.
"It is quite apparent that, if, in the maintenance of our international
relations, embarrassment -- perhaps serious embarrassment -- is to be avoided
and success for our aims achieved, congressional legislation which is to be
made effective through negotiation and inquiry within the international field
must often accord to the President a degree of discretion and freedom from
statutory restriction which would not be admissible were domestic affairs alone
involved. Moreover, he, not Congress, has the better opportunity of knowing the
conditions which prevail in foreign countries, and especially is this true in
time of war. He has his confidential sources of information. He has his agents
in the form of diplomatic, consular and other officials. Secrecy in respect of
information gathered by them may be highly necessary, and the premature
disclosure of it productive of harmful results. Indeed, so clearly is this true
that the first President refused to accede to a request to lay before the House
of Representatives the instructions, correspondence and documents relating to
the negotiation of the Jay Treaty -- a refusal the wisdom of which was
recognized by the House itself, and has never since been doubted. .. ."
United States v. Curtiss-Wright Corp., 299 U.S. 304, 320.
WHITE,
J., concurring (Footnotes)
1. The
Congress has authorized a strain of prior restraints against private parties in
certain instances. The National Labor Relations Board routinely issues cease
and desist orders against employers who it finds have threatened or coerced
employees in the exercise of protected rights. See 29 U.S.C. § 160(c).
Similarly, the Federal Trade Commission is empowered to impose cease and desist
orders against unfair methods of competition. 15 U.S.C. § 45(b). Such orders
can, and quite often do, restrict what may be spoken or written under certain
circumstances. See, e.g., NLRB v. Gissel Packing Co., 395 U.S. 575, 616-620
(1969). Article I, § 8, of the Constitution authorizes Congress to secure the
"exclusive right" of authors to their writings, and no one denies
that a newspaper can properly be enjoined from publishing the copyrighted works
of another. See Westermann Co. v. Dispatch Co., 249 U.S. 100 (1919). Newspapers
do themselves rely from time to time on the copyright as a means of protecting
their accounts of important events. However, those enjoined under the statutes
relating to the National Labor Relations Board and the Federal Trade Commission
are private parties, not the press, and, when the press is enjoined under the
copyright laws, the complainant is a private copyright holder enforcing a
private right. These situations are quite distinct from the Government's
request for an injunction against publishing information about the affairs of
government, a request admittedly not based on any statute.
2. The
"grave and irreparable danger" standard is that asserted by the
Government in this Court. In remanding to Judge Gurfein for further hearings in
the Times litigation, five members of the Court of Appeals for the Second
Circuit directed him to determine whether disclosure of certain items specified
with particularity by the Government would "pose such grave and immediate
danger to the security of the United States as to warrant their publication
being enjoined."
3.
"Whoever, in time of war, in violation of reasonable regulations to be
prescribed by the President, which he is hereby authorized to make and
promulgate, shall publish any information with respect to the movement,
numbers, description, condition, or disposition of any of the armed forces,
ships, aircraft, or war materials of the United States, or with respect to the
plans or conduct of any naval or military operations, or with respect to any works
or measures undertaken for or connected with, or intended for the fortification
or defense of any place, or any other information relating to the public
defense calculated to be useful to the enemy, shall be punished by a fine . . .
or by imprisonment. . . ." 55 Cong.Rec. 2100.
4.
Senator Ashurst also urged that "freedom of the press" means freedom
from the restraints of a censor, means the absolute liberty and right to
publish whatever you wish; but you take your chances of punishment in the
courts of your country for the violation of the laws of libel, slander, and
treason." 55 Cong.Rec. 2005.
5.
Title 18 U.S.C. § 797 provides:
"On and after thirty days from the date upon which the President defines any vital military or naval installation or equipment as being within the category contemplated under section 795 of this title, whoever reproduces, publishes, sells, or gives