Roe v.
Wade 410 US 113 (1973)
MR.
JUSTICE BLACKMUN delivered the opinion of the Court.
This
Texas federal appeal and its Georgia companion, Doe v. Bolton, post, p. 179,
present constitutional challenges to state criminal abortion legislation. The Texas
statutes under attack here are typical of those that have been in effect in
many States for approximately a century. The Georgia statutes, in contrast,
have a modern cast and are a legislative product that, to an extent at least,
obviously reflects the influences of recent attitudinal change, of advancing
medical knowledge and techniques, and of new thinking about an old issue.
We
forthwith acknowledge our awareness of the sensitive and emotional nature of
the abortion controversy, of the vigorous opposing views, even among
physicians, and of the deep and seemingly absolute convictions that the subject
inspires. One's philosophy, one's experiences, one's exposure to the raw edges
of human existence, one's religious training, one's attitudes toward life and
family and their values, and the moral standards one establishes and seeks to
observe, are all likely to influence and to color one's thinking and
conclusions about abortion.
In
addition, population growth, pollution, poverty, and racial overtones tend to
complicate and not to simplify the problem.
Our
task, of course, is to resolve the issue by constitutional measurement, free of
emotion and of predilection. We seek earnestly to do this, and, because we do,
we have inquired into, and in this opinion place some emphasis upon, medical
and medical-legal history and what that history reveals about man's attitudes
toward the abortion procedure over the centuries. We bear in mind, too, Mr.
Justice Holmes' admonition in his now-vindicated dissent in Lochner v. New
York, 198 U. S. 45, 76 (1905):
"[The
Constitution] is made for people of fundamentally differing views, and the
accident of our finding certain opinions natural and familiar or novel and even
shocking ought not to conclude our judgment upon the question whether statutes
embodying them conflict with the Constitution of the United States."
I
The
Texas statutes that concern us here are Arts. 1191-1194 and 1196 of the State's
Penal Code. These make it a crime to "procure an abortion," as
therein defined, or to attempt one, except with respect to "an abortion
procured or attempted by medical advice for the purpose of saving the life of
the mother." Similar statutes are in existence in a majority of the
States.
Texas
first enacted a criminal abortion statute in 1854. Texas Laws 1854 c. 49,
1, set forth in B. H. Gammel, Laws of Texas 1502 (1898). This was soon modified
into language that has remained substantially unchanged to the present time.
See Texas Penal Code of 1857, c. 7 Arts. 531-536; G. Paschal, Laws of Texas,
Arts. 2192-2197 (1866); Texas Rev. Stat., c. 8, Arts. 536-541 (1879); Texas
Rev. Crim. Stat., Arts. 1071-1076 (1911). The final article in each of these
compilations provided the same exception, as does the present Article 1196, for
an abortion by "medical advice for the purpose of saving the life of the
mother."
II
Jane
Roe,(4) a single woman who was residing in Dallas County, Texas, instituted
this federal action in March 1970 against the District Attorney of the county.
She sought a declaratory judgment that the Texas criminal abortion statutes
were unconstitutional on their face, and an injunction restraining the
defendant from enforcing the statutes.
Roe
alleged that she was unmarried and pregnant; that she wished to terminate her
pregnancy by an abortion "performed by a competent, licensed physician,
under safe clinical conditions"; that she was unable to get a
"legal" abortion in Texas because her life did not appear to be
threatened by the continuation of her pregnancy; and that she could not afford
to travel to another jurisdiction in order to secure a legal abortion under
safe conditions. She claimed that the Texas statutes were unconstitutionally
vague and that they abridged her right of personal privacy, protected by the
First, Fourth, Fifth, Ninth, and Fourteenth Amendments. By an amendment to her
complaint Roe purported to sue "on behalf of herself and all other
women" similarly situated.
James
Hubert Hallford, a licensed physician, sought and was granted leave to
intervene in Roe's action. In his complaint he alleged that he had been
arrested previously for violations of the Texas abortion statutes and that two
such prosecutions were pending against him. He described conditions of patients
who came to him seeking abortions, and he claimed that for many cases he, as a
physician, was unable to determine whether they fell within or outside the
exception recognized by Article 1196. He alleged that, as a consequence, the
statutes were vague and uncertain, in violation of the Fourteenth Amendment,
and that they violated his own and his patients' rights to privacy in the
doctor-patient relationship and his own right to practice medicine, rights he
claimed were guaranteed by the First, Fourth, Fifth, Ninth, and Fourteenth
Amendments.
John
and Mary Doe,(5) a married couple, filed a companion complaint to that of Roe.
They also named the District Attorney as defendant, claimed like constitutional
deprivations, and sought declaratory and injunctive relief. The Does alleged
that they were a childless couple; that Mrs. Doe was suffering from a
"neuralchemical" disorder; that her physician had "advised her
to avoid pregnancy until such time as her condition has materially improved"
(although a pregnancy at the present time would not present "a serious
risk" to her life); that, pursuant to medical advice, she had discontinued
use of birth control pills; and that if she should become pregnant, she would
want to terminate the pregnancy by an abortion performed by a competent,
licensed physician under safe, clinical conditions. By an amendment to their
complaint, the Does purported to sue "on behalf of themselves and all
couples similarly situated."
The two
actions were consolidated and heard together by a duly convened three-judge
district court. The suits thus presented the situations of the pregnant single
woman, the childless couple, with the wife not pregnant, and the licensed
practicing physician, all joining in the attack on the Texas criminal abortion
statutes. Upon the filing of affidavits, motions were made for dismissal and
for summary judgment. The court held that Roe and members of her class, and Dr.
Hallford, had standing to sue and presented justiciable controversies, but that
the Does had failed to allege facts sufficient to state a present controversy
and did not have standing. It concluded that, with respect to the requests for
a declaratory judgment, abstention was not warranted. On the merits, the
District Court held that the "fundamental right of single women and
married persons to choose whether to have children is protected by the Ninth
Amendment, through the Fourteenth Amendment," and that the Texas criminal
abortion statutes were void on their face because they were both unconstitutionally
vague and constituted an overbroad infringement of the plaintiffs' Ninth
Amendment rights. The court then held that abstention was warranted with
respect to the requests for an injunction. It therefore dismissed the Does'
complaint, declared the abortion statutes void, and dismissed the application
for injunctive relief. 314 F. Supp. 1217, 1225 (ND Tex. 1970).
The
plaintiffs Roe and Doe and the intervenor Hallford, pursuant to 28 U. S. C.
1253, have appealed to this Court from that part of the District Court's
judgment denying the injunction. The defendant District Attorney has purported
to cross-appeal, pursuant to the same statute, from the court's grant of
declaratory relief to Roe and Hallford. Both sides also have taken protective
appeals to the United States Court of Appeals for the Fifth Circuit. That court
ordered the appeals held in abeyance pending decision here. We postponed
decision on jurisdiction to the hearing on the merits. 402 U.S. 941 (1971).
III
It
might have been preferable if the defendant, pursuant to our Rule 20, had
presented to us a petition for certiorari before judgment in the Court of
Appeals with respect to the granting of the plaintiffs' prayer for declaratory
relief. Our decisions in Mitchell v. Donovan, 398 U.S. 427 (1970), and Gunn v.
University Committee, 399 U.S. 383 (1970), are to the effect that 1253
does not authorize an appeal to this Court from the grant or denial of
declaratory relief alone. We conclude, nevertheless, that those decisions do
not foreclose our review of both the injunctive and the declaratory aspects of
a case of this kind when it is properly here, as this one is, on appeal under
1253 from specific denial of injunctive relief, and the arguments as to
both aspects are necessarily identical. See Carter v. Jury Comm'n, 396 U.S. 320
(1970); Florida Lime Growers v. Jacobsen, 362 U.S. 73, 80-81 (1960). It would
be destructive of time and energy for all concerned were we to rule otherwise.
Cf. Doe v. Bolton, post, p. 179.
IV
We are
next confronted with issues of justiciability, standing, and abstention. Have
Roe and the Does established that "personal stake in the outcome of the
controversy," Baker v. Carr, 369 U.S. 186, 204 (1962), that insures that
"the dispute sought to be adjudicated will be presented in an adversary
context and in a form historically viewed as capable of judicial
resolution," Flast v. Cohen, 392 U.S. 83, 101 (1968), and Sierra Club v.
Morton, 405 U.S. 727, 732 (1972)? And what effect did the pendency of criminal
abortion charges against Dr. Hallford in state court have upon the propriety of
the federal court's granting relief to him as a plaintiff-intervenor?
A. Jane
Roe. Despite the use of the pseudonym, no suggestion is made that Roe is a
fictitious person. For purposes of her case, we accept as true, and as
established, her existence; her pregnant state, as of the inception of her suit
in March 1970 and as late as May 21 of that year when she filed an alias
affidavit with the District Court; and her inability to obtain a legal abortion
in Texas.
Viewing
Roe's case as of the time of its filing and thereafter until as late as May,
there can be little dispute that it then presented a case or controversy and
that, wholly apart from the class aspects, she, as a pregnant single woman
thwarted by the Texas criminal abortion laws, had standing to challenge those
statutes. Abele v. Markle, 452 F.2d 1121, 1125 (CA2 1971); Crossen v.
Breckenridge, 446 F.2d 833, 838-839 (CA6 1971); Poe v. Menghini, 339 F. Supp.
986, 990-991 (Kan. 1972). See Truax v. Raich, 239 U.S. 33 (1915). Indeed, we do
not read the appellee's brief as really asserting anything to the contrary. The
"logical nexus between the status asserted and the claim sought to be
adjudicated," Flast v. Cohen, 392 U.S., at 102, and the necessary degree
of contentiousness, Golden v. Zwickler, 394 U.S. 103 (1969), are both present.
The
appellee notes, however, that the record does not disclose that Roe was
pregnant at the time of the District Court hearing on May 22, 1970,(6) or on
the following June 17 when the court's opinion and judgment were filed. And he
suggests that Roe's case must now be moot because she and all other members of
her class are no longer subject to any 1970 pregnancy.
The usual
rule in federal cases is that an actual controversy must exist at stages of
appellate or certiorari review, and not simply at the date the action is
initiated. United States v. Munsingwear, Inc., 340 U.S. 36 (1950); Golden v.
Zwickler, supra; SEC v. Medical Committee for Human Rights, 404 U.S. 403
(1972).
But
when, as here, pregnancy is a significant fact in the litigation, the normal
266-day human gestation period is so short that the pregnancy will come to term
before the usual appellate process is complete. If that termination makes a
case moot, pregnancy litigation seldom will survive much beyond the trial
stage, and appellate review will be effectively denied. Our law should not be
that rigid. Pregnancy often comes more than once to the same woman, and in the
general population, if man is to survive, it will always be with us. Pregnancy
provides a classic justification for a conclusion of non-mootness. It truly
could be "capable of repetition, yet evading review." Southern
Pacific Terminal Co. v. ICC, 219 U.S. 498, 515 (1911). See Moore v. Ogilvie,
394 U.S. 814, 816 (1969); Carroll v. Princess Anne, 393 U.S. 175, 178-179
(1968); United States v. W. T. Grant Co., 345 U.S. 629, 632-633 (1953).
We,
therefore, agree with the District Court that Jane Roe had standing to
undertake this litigation, that she presented a justiciable controversy, and
that the termination of her 1970 pregnancy has not rendered her case moot.
B. Dr.
Hallford. The doctor's position is different. He entered Roe's litigation as a
plaintiff- intervenor, alleging in his complaint that he:
"[I]n
the past has been arrested for violating the Texas Abortion Laws and at the
present time stands charged by indictment with violating said laws in the
Criminal District Court of Dallas County, Texas to-wit: (1) The State of Texas
vs. James H. Hallford, No. C-69-5307-IH, and (2) The State of Texas vs. James
H. Hallford, No. C-69-2524-H. In both cases the defendant is charged with
abortion ...."
In his
application for leave to intervene, the doctor made like representations as to
the abortion charges pending in the state court. These representations were
also repeated in the affidavit he executed and filed in support of his motion
for summary judgment.
Dr.
Hallford is, therefore, in the position of seeking, in a federal court,
declaratory and injunctive relief with respect to the same statutes under which
he stands charged in criminal prosecutions simultaneously pending in state
court. Although he stated that he has been arrested in the past for violating
the State's abortion laws, he makes no allegation of any substantial and
immediate threat to any federally protected right that cannot be asserted in
his defense against the state prosecutions. Neither is there any allegation of
harassment or bad-faith prosecution. In order to escape the rule articulated in
the cases cited in the next paragraph of this opinion that, absent harassment
and bad faith, a defendant in a pending state criminal case cannot
affirmatively challenge in federal court the statutes under which the State is
prosecuting him, Dr. Hallford seeks to distinguish his status as a present
state defendant from his status as a "potential future defendant" and
to assert only the latter for standing purposes here.
We see
no merit in that distinction. Our decision in Samuels v. Mackell, 401 U. S. 66
(1971), compels the conclusion that the District Court erred when it granted
declaratory relief to Dr. Hallford instead of refraining from so doing. The
court, of course, was correct in refusing to grant injunctive relief to the
doctor. The reasons supportive of that action, however, are those expressed in
Samuels v. Mackell, supra, and in Younger v. Harris, 401 U. S. 37 (1971); Boyle
v. Landry, 401 U. S. 77 (1971); Perez v. Ledesma, 401 U. S. 82 (1971); and
Byrne v. Karalexis, 401 U. S. 216 (1971). See also Dombrowski v. Pfister, 380
U. S. 479 (1965). We note, in passing, that Younger and its companion cases
were decided after the three-judge District Court decision in this case.
Dr.
Hallford's complaint in intervention, therefore, is to be dismissed.(7) He is
remitted to his defenses in the state criminal proceedings against him. We
reverse the judgment of the District Court insofar as it granted Dr. Hallford
relief and failed to dismiss his complaint in intervention.
C. The
Does. In view of our ruling as to Roe's standing in her case, the issue of the
Does' standing in their case has little significance. The claims they assert
are essentially the same as those of Roe, and they attack the same statutes.
Nevertheless, we briefly note the Does' posture.
Their
pleadings present them as a childless married couple, the woman not being
pregnant, who have no desire to have children at this time because of their
having received medical advice that Mrs. Doe should avoid pregnancy, and for
"other highly personal reasons." But they "fear . . . they may
face the prospect of becoming parents." And if pregnancy ensues, they
"would want to terminate" it by an abortion. They assert an inability
to obtain an abortion legally in Texas and, consequently, the prospect of
obtaining an illegal abortion there or of going outside Texas to some place
where the procedure could be obtained legally and competently.
We thus
have as plaintiffs a married couple who have, as their asserted immediate and
present injury, only an alleged "detrimental effect upon [their] marital
happiness" because they are forced to "the choice of refraining from
normal sexual relations or of endangering Mary Doe's health through a possible
pregnancy." Their claim is that sometime in the future Mrs. Doe might
become pregnant because of possible failure of contraceptive measures, and at
that time in the future she might want an abortion that might then be illegal
under the Texas statutes.
This
very phrasing of the Does' position reveals its speculative character. Their
alleged injury rests on possible future contraceptive failure, possible future
pregnancy, possible future unpreparedness for parenthood, and possible future
impairment of health. Any one or more of these several possibilities may not
take place and all may not combine. In the Does' estimation, these
possibilities might have some real or imagined impact upon their marital
happiness. But we are not prepared to say that the bare allegation of so
indirect an injury is sufficient to present an actual case or controversy.
Younger v. Harris, 401 U. S., at 41-42; Golden v. Zwickler, 394 U. S., at
109-110; Abele v. Markle, 452 F. 2d, at 1124-1125; Crossen v. Breckenridge, 446
F. 2d, at 839. The Does' claim falls far short of those resolved otherwise in
the cases that the Does urge upon us, namely, Investment Co. Institute v. Camp,
401 U. S. 617 (1971); Data Processing Service v. Camp, 397 U. S. 150 (1970); and
Epperson v. Arkansas, 393 U. S. 97 (1968). See also Truax v. Raich, 239 U. S.
33 (1915).
The
Does therefore are not appropriate plaintiffs in this litigation. Their
complaint was properly dismissed by the District Court, and we affirm that
dismissal.